Financial Services

Contributors
Paul Estlin has over 15 years’ experience in the financial services regulatory arena and has worked in private practice, in house and at the regulator- at Addleshaw Goddard, Eversheds, Shoosmiths and Rosenblatt Solicitors, where Paul headed up the firm’s Financial Services Regulatory practice; in legal and compliance roles at Standard Bank and Barclays Wealth; and at the Financial Services Authority and, before that, the Personal Investment Authority.
Prior to joining LexisNexis in 2016 as a paralegal, Lauren was an adjudicator at the Financial Ombudsman Service. There she resolved consumers’ complaints, and gained knowledge about a wide variety of financial products. Before this she studied Law at Nottingham Trent University.
Melanie Ball joined LexisNexis in February 2015 having previously been an associate at Orrick Herrington & Sutcliffe LLP within the Financial Institution Regulatory practice. Melanie was also a member of Orrick’s European Litigation Group. Prior to joining Orrick in 2012, Melanie worked in an advisory role at Morgan Stanley and was a solicitor at DLA Piper UK LLP.
About  Financial Services
For financial services lawyers to keep up-to-date with the latest legal and regulatory changes with insight and analysis from leading experts.
The Latest
25 Sep 2017

Time is running out for those investment firms wishing to pass on the costs of investment research to UK authorised funds (including UCITS, NURS, QIS) when the Second...

5 Sep 2017

Davinia Collins, solicitor at Bond Dickinson, looks at the Financial Conduct Authority’s (FCA) latest consultation on how it intends to implement the Insurance...

11 Aug 2017

Clare Hughes, a partner in the Commercial team at Eversheds Sutherland, considers the Financial Conduct Authority’s (FCA) proposed changes to its rules and guidance on...

16 May 2017

On 18 April, the FCA published several important documents which, overall, aim to provide greater clarity about how it operates and more transparency about its...

18 Jan 2017

Peter Bibby, Partner, and Chloe Pawson-Pounds, Associate, both at Brown Rudnick, consider the areas where the FCA is likely to exercise its enforcement powers in the...

11 Jan 2017

Our panel of experts consider what lies ahead for financial services lawyers in 2017. The experts David Troman (DT)—head of financial services at PA Consulting Jane...

14 Dec 2016

The Financial Conduct Authority (FCA) has published its final rules for price comparison websites in its policy statement (PS 16/15), which came into force on 1...

9 Dec 2016

Discussing the Financial Conduct Authority’s (FCA’s) interim report, Kirstene Baillie, partner and head of Fieldfisher’s financial services and funds group, says although...

30 Nov 2016

What are the key changes that will be made by the Prudential Regulation Authority (PRA) following the implementation of the Markets in Financial Instruments Directive...

23 Sep 2016

The European Parliament recently voted to reject the delegated Regulatory Technical Standards (RTS) under the PRIIPs Regulation. Charlotte Henry, senior associate, and...

The Latest
Financial Services
we are currently in the proces of creating a shiny new home for the COMET blog.During this period of transition, our monthly highlights email will be suspended.
Financial Services
we are currently in the proces of creating a shiny new home for the COMET blog.During this period of transition, our monthly highlights email will be suspended.
Financial Services
we are currently in the proces of creating a shiny new home for the COMET blog.During this period of transition, our monthly highlights email will be suspended.
Financial Services
we are currently in the proces of creating a shiny new home for the COMET blog.During this period of transition, our monthly highlights email will be suspended.
Financial Services
we are currently in the proces of creating a shiny new home for the COMET blog.During this period of transition, our monthly highlights email will be suspended.
Financial Services
we are currently in the proces of creating a shiny new home for the COMET blog.During this period of transition, our monthly highlights email will be suspended.
Financial Services
we are currently in the proces of creating a shiny new home for the COMET blog.During this period of transition, our monthly highlights email will be suspended.
Financial Services
we are currently in the proces of creating a shiny new home for the COMET blog.During this period of transition, our monthly highlights email will be suspended.
Financial Services
we are currently in the proces of creating a shiny new home for the COMET blog.During this period of transition, our monthly highlights email will be suspended.
Financial Services
we are currently in the proces of creating a shiny new home for the COMET blog.During this period of transition, our monthly highlights email will be suspended.
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